Navigating The Market Misconduct Regime Affecting Securities In Part XII Of The Securities & Futures Act

Event Date

From Friday 16 May 2014 - 03:30 PM To Friday 16 May 2014 - 06:00 PM

Venue

Seminar Room 3, Level 3, Blk B, NUS Faculty of Law

Organiser

National University of Singapore Faculty of Law

Practice Area

Banking and Finance

Training Level

General

Public CPD Points

Event Outline

The Market Misconduct regime found in Part XII of the Securities & Futures Act sets the bounds of legitimate behaviour for conduct that, inter alia, impact on securities transactions. The “market” to which the regime applies is not confined to SGX-listed securities; depending on the provision in question, the “market” can even extend to the sale and purchase of securities in an unlisted corporation.

Event Link

NUS-32G-140113

Event Attachment

NUS-32G-140113_EventBrochure.pdf